These charts identify the average length of all SEC and DOJ Investigations initiated since the FCPA’s enactment. Ongoing Investigations and Investigations that are not disclosed in …

If no charging document is filed, the case is deemed filed in the year of the earliest press release, negotiated resolution, or pertinent case filing. There are many ways to define an FCPA …

In a 6-K filed on January 12, 2023, Ericsson announced that it had accrued approximately $220 million in anticipation of a resolution with the DOJ for the alleged breaches of the DPA. On …

These charts identify, both per year and over the life of the FCPA, the frequency with which the government requires companies to adopt new compliance policies and procedures as part of a …

Sep 29, 2023 · The SEC imposed no civil monetary penalty in light of the $99 million criminal fine Albemarle agreed to pay in its parallel resolution with the DOJ. The SEC further noted …

Last year also witnessed the launch of an FCPA pilot program and the DOJ’s deployment of a new category of FCPA resolution. The 2016 Roundup provides an overview of some of the …

In anticipation of a resolution of the DOJ investigation, Trafigura disclosed that it had accrued a provision of $127 million. On March 28, 2024, the DOJ filed an enforcement action against …

Companies that voluntarily self-disclose misconduct, fully cooperate, and timely and appropriately remediate, but for whom a criminal resolution is still warranted, can now receive a discount of …

Jul 23, 2021 · The resolution date of an Investigation that results in an enforcement action is the latest date on which any defendant to the action is formally charged with FCPA-related offenses.

Data is aggregated by filing date, not date of resolution. The data used to generate this graphic were culled from publicly available documents filed in connection with the Enforcement …